Institution record
CLSA
CLSA Premium Limited.
- Source score
- 1.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed across asia-pacific and the middle east) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Service Providers Register | FSP1762 | Revoked | CLSA PREMIUM NEW ZEALAND LIMITED | 2010-09-21 | |
In our coverage Australian Securities and Investments Commission | 000331813 | Expired | CLSA PREMIUM NEW ZEALAND LIMITED | 2008-11-04 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing CLSA against peer institutions in our institutions licensed across asia-pacific and the middle east dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| CLSA (this record) | FSPRASIC | 0 / 2 | Risk level not supplied | 1.0 | 0 |
| Binance DEX | FSACentral Bank of Bahrain (CBB)VARA+11 | 12 / 14 | Risk level not supplied | 5.0 | 0 |
| AvaTrade | FFAJFSAASIC+5 | 8 / 8 | Risk level not supplied | 6.0 | 0 |
| Plus500 | FSAFMAMAS+3 | 6 / 6 | Risk level not supplied | 6.0 | 0 |
| Forex | ASICMASFSA+2 | 5 / 5 | Risk level not supplied | 9.3 | 1 |
| OANDA | MASASICFSA+3 | 6 / 6 | Risk level not supplied | 9.1 | 0 |
CLSA: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is CLSA's regulatory licence status and supervisory authorisation?
In our imported dataset, CLSA (legal entity reference: CLSA Premium Limited.) holds 2 recorded licence entries, of which 0 carry a "regulated" status and 0 are marked regulated or registered: FSPR (Financial Service Providers Register) — licence FSP1762, status: revoked; ASIC (Australian Securities and Investments Commission) — licence 000331813, status: expired. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSPR, ASIC public register.
Which of CLSA's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on institutions licensed across asia-pacific and the middle east. 2 of CLSA's 2 licence records fall directly within this jurisdictional mandate: FSPR (licence FSP1762, revoked, entity: CLSA PREMIUM NEW ZEALAND LIMITED); ASIC (licence 000331813, expired, entity: CLSA PREMIUM NEW ZEALAND LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is CLSA's institutional risk classification, enforcement exposure, and score profile?
CLSA carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 1.0, risk & licensing: 1.0, brand: 1.0, market influence: 1.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (FSPR: revoked). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to CLSA's platforms, entity structure, and complaints?
Before allocating capital or executing trades with CLSA, institutional and retail allocators should: (1) confirm the domain (clsapremium.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSPR.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from APAC Capital Brief relevant to CLSA's supervisory scope.
APAC Regulatory & Capital Corridors
APAC Institutional Capital Corridors in 2026: Comparative Licensing, Capital Adequacy, and Cross-Border Settlement Across MAS, HKMA/SFC, JFSA, ASIC, and India GIFT City IFSCA
An institutional Asia-Pacific dispatch analyzing statutory licensing thresholds, base capital and liquid capital mandates, client money trust segregation, and digital-asset/derivatives execution corridors across Singapore (MAS), Hong Kong (SFC/HKMA), Japan (JFSA), Australia (ASIC), and India GIFT City (IFSCA).
Asia
KOSPI closes at 5,550.30 after opening 2.36% lower
Seoul has a real close. Yonhap reported the KOSPI up 0.3% at 5,550.30, Samsung Electronics up 0.47% and SK hynix up 4.42%, after the index opened 2.36% lower.
APAC Equities, Semiconductors & Cross-Border Capital Flows
APAC Equities & Semiconductor Capex Repricing (October 2026): Nikkei 225 Breaches 200-Day Moving Average, KOSPI -1.7% HBM Unwind, and USD/JPY Sub-156.68 Earnings Compression
An institutional Asia-Pacific quantitative dispatch dissecting the October 23, 2026 Nikkei 225 -1.3% breakdown below its 200-day moving average, USD/JPY breaching 156.68 exporter budget thresholds, South Korea's KOSPI -1.7% HBM memory unwind, and Brent crude's surge past $114/bbl driving capital rotation into Singapore SGX REITs and banks.
APAC Macro & Institutional Capital Markets
HKEX Swap Connect & Northbound Bond Connect Hedging, Nippon NISA Equity Flows & APAC Sovereign Wealth Allocation (2026 Briefing)
HKEX Swap Connect refers to the mutual interest rate derivatives clearing link between Hong Kong and mainland China, clearing ¥31.8 billion in daily notional volume [¥31.8 billion, HKEX, Q3 2026] alongside record Nippon NISA and Singapore sovereign allocations.