Institution record
SBI Securities
SBICAP Securities Limited
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed across asia-pacific and the middle east) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing SBI Securities against peer institutions in our institutions licensed across asia-pacific and the middle east dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| SBI Securities (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
| Anand Rathi | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
| Angel One | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
| Kotak Securities | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
| Upstox | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
| ICICIDirect | SEBI | 1 / 1 | Risk level not supplied | 6.3 | 0 |
SBI Securities: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is SBI Securities's regulatory licence status and supervisory authorisation?
In our imported dataset, SBI Securities (legal entity reference: SBICAP Securities Limited) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000200032, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of SBI Securities's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on institutions licensed across asia-pacific and the middle east. 1 of SBI Securities's 1 licence records fall directly within this jurisdictional mandate: SEBI (licence INZ000200032, regulated, entity: SBICAP SECURITIES LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is SBI Securities's institutional risk classification, enforcement exposure, and score profile?
SBI Securities carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 4.0, brand: 5.0, market influence: 4.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to SBI Securities's platforms, entity structure, and complaints?
Before allocating capital or executing trades with SBI Securities (listed execution software: SBI Securities: Invest & Trade), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from APAC Capital Brief relevant to SBI Securities's supervisory scope.
TSE Governance & Equities
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark: Foreign Institutional Flow Attribution & Balance-Sheet Positioning (¥258.0T Total Pension AUM Benchmark)
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark (GPIF-PORTFOLIO-MIX) stands at ¥258.0T (Total Pension AUM) (Source: Government Pension Investment Fund (Japan), 2026-10-20), governing weekly net
APAC Semiconductor Capex
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark: Return on Equity (ROE) vs. Cost of Equity & Buyback Yield Math (¥258.0T Total Pension AUM Benchmark)
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark (GPIF-PORTFOLIO-MIX) stands at ¥258.0T (Total Pension AUM) (Source: Government Pension Investment Fund (Japan), 2026-10-20), governing unwinding s
ASEAN & HKEX Capital Flows
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark: Sovereign Yield Curve Repricing & OIS Swap Spreads (¥258.0T Total Pension AUM Benchmark)
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark (GPIF-PORTFOLIO-MIX) stands at ¥258.0T (Total Pension AUM) (Source: Government Pension Investment Fund (Japan), 2026-10-20), governing 2s10s and 1
BOJ & Yen Rates
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark: Foundry Wafer Capacity, Packaging Bottlenecks & Capex ROI Audit (¥258.0T Total Pension AUM Benchmark)
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark (GPIF-PORTFOLIO-MIX) stands at ¥258.0T (Total Pension AUM) (Source: Government Pension Investment Fund (Japan), 2026-10-20), governing CoWoS-L int