Institution record
StoneX One
StoneX Financial Inc.
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed across asia-pacific and the middle east) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Australian Securities and Investments Commission | 345646 | Regulated | City Index Australia Pty Ltd | 2014 | |
In our coverage Monetary Authority of Singapore | Not supplied | Regulated | StoneX Financial Pte. Ltd. | 2011 | |
NFA National Futures Association | 0501390 | Regulated | StoneX Financial Inc. | 2015 | |
U.S. Securities and Exchange Commission (SEC) U.S. Securities and Exchange Commission (SEC) | CRD 136795 / SEC 8-68179 | Regulated | StoneX Financial Inc. | 2015 | |
Financial Conduct Authority Financial Conduct Authority | 446717 | Regulated | StoneX Financial Ltd | 2010 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing StoneX One against peer institutions in our institutions licensed across asia-pacific and the middle east dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| StoneX One (this record) | ASICMASNFA+2 | 5 / 5 | Risk level not supplied | 5.0 | 0 |
| AvaTrade | FFAJFSAASIC+5 | 8 / 8 | Risk level not supplied | 6.0 | 0 |
| OKX | MASVARAAUSTRAC+6 | 9 / 9 | Risk level not supplied | 7.2 | 1 |
| Blackwell Global | SFCSERCSFC+3 | 5 / 6 | Risk level not supplied | 6.3 | 0 |
| Plus500 | FSAFMAMAS+3 | 6 / 6 | Risk level not supplied | 6.0 | 0 |
| Checkout | AUSTRACMASFMA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
StoneX One: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is StoneX One's regulatory licence status and supervisory authorisation?
In our imported dataset, StoneX One (legal entity reference: StoneX Financial Inc.) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 345646, status: regulated; MAS (Monetary Authority of Singapore) — licence Not supplied, status: regulated; NFA (National Futures Association) — licence 0501390, status: regulated; U.S. Securities and Exchange Commission (SEC) — licence CRD 136795 / SEC 8-68179, status: regulated; Financial Conduct Authority — licence 446717, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, MAS, NFA public register.
Which of StoneX One's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on institutions licensed across asia-pacific and the middle east. 2 of StoneX One's 5 licence records fall directly within this jurisdictional mandate: ASIC (licence 345646, regulated, entity: City Index Australia Pty Ltd); MAS (licence Not supplied, regulated, entity: StoneX Financial Pte. Ltd.). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is StoneX One's institutional risk classification, enforcement exposure, and score profile?
StoneX One carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to StoneX One's platforms, entity structure, and complaints?
Before allocating capital or executing trades with StoneX One, institutional and retail allocators should: (1) confirm the domain (stonex.co) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from APAC Capital Brief relevant to StoneX One's supervisory scope.
APAC Regulatory & Capital Corridors
APAC Institutional Capital Corridors in 2026: Comparative Licensing, Capital Adequacy, and Cross-Border Settlement Across MAS, HKMA/SFC, JFSA, ASIC, and India GIFT City IFSCA
An institutional Asia-Pacific dispatch analyzing statutory licensing thresholds, base capital and liquid capital mandates, client money trust segregation, and digital-asset/derivatives execution corridors across Singapore (MAS), Hong Kong (SFC/HKMA), Japan (JFSA), Australia (ASIC), and India GIFT City (IFSCA).
APAC Semiconductor Capex
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP): Foreign Institutional Flow Attribution & Balance-Sheet Positioning (S$5.4B Deployed Across 14 Managers Benchmark)
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP) (MAS-EQDP-65B) stands at S$5.4B (Deployed Across 14 Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing weekly net foreign buy
ASEAN & HKEX Capital Flows
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP): Return on Equity (ROE) vs. Cost of Equity & Buyback Yield Math (S$5.4B Deployed Across 14 Managers Benchmark)
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP) (MAS-EQDP-65B) stands at S$5.4B (Deployed Across 14 Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing unwinding strategic cr
BOJ & Yen Rates
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP): Sovereign Yield Curve Repricing & OIS Swap Spreads (S$5.4B Deployed Across 14 Managers Benchmark)
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP) (MAS-EQDP-65B) stands at S$5.4B (Deployed Across 14 Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing 2s10s and 10s30s curve