Institution record
Suresh Rathi
Suresh Rathi Group
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed across asia-pacific and the middle east) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Suresh Rathi against peer institutions in our institutions licensed across asia-pacific and the middle east dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Suresh Rathi (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
| Anand Rathi | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
| Angel One | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
| Kotak Securities | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
| Upstox | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
| ICICIDirect | SEBI | 1 / 1 | Risk level not supplied | 6.3 | 0 |
Suresh Rathi: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Suresh Rathi's regulatory licence status and supervisory authorisation?
In our imported dataset, Suresh Rathi (legal entity reference: Suresh Rathi Group) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000025732, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of Suresh Rathi's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on institutions licensed across asia-pacific and the middle east. 1 of Suresh Rathi's 1 licence records fall directly within this jurisdictional mandate: SEBI (licence INZ000025732, regulated, entity: SURESH RATHI COMMODITIES PRIVATE LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Suresh Rathi's institutional risk classification, enforcement exposure, and score profile?
Suresh Rathi carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 6.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Suresh Rathi's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Suresh Rathi, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from APAC Capital Brief relevant to Suresh Rathi's supervisory scope.
Asia
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APAC Equities, Semiconductors & Cross-Border Capital Flows
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APAC Regulatory & Capital Corridors
APAC Institutional Capital Corridors in 2026: Comparative Licensing, Capital Adequacy, and Cross-Border Settlement Across MAS, HKMA/SFC, JFSA, ASIC, and India GIFT City IFSCA
An institutional Asia-Pacific dispatch analyzing statutory licensing thresholds, base capital and liquid capital mandates, client money trust segregation, and digital-asset/derivatives execution corridors across Singapore (MAS), Hong Kong (SFC/HKMA), Japan (JFSA), Australia (ASIC), and India GIFT City (IFSCA).
APAC Macro & Institutional Capital Markets
HKEX Swap Connect & Northbound Bond Connect Hedging, Nippon NISA Equity Flows & APAC Sovereign Wealth Allocation (2026 Briefing)
HKEX Swap Connect refers to the mutual interest rate derivatives clearing link between Hong Kong and mainland China, clearing ¥31.8 billion in daily notional volume [¥31.8 billion, HKEX, Q3 2026] alongside record Nippon NISA and Singapore sovereign allocations.