Institution record
UOB
UOB Kay Hian Futures (Hong Kong) Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed across asia-pacific) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SFC In our coverage Securities and Futures Commission | AAW261 | Exceeded scope | UOB Kay Hian (Hong Kong) Limited | 2005-02-15 | — |
SFC In our coverage Securities and Futures Commission | AHY424 | Regulated | UOB Kay Hian Futures (Hong Kong) Limited | 2005-02-15 | — |
UOB: common questions
Which of UOB's licences fall within our coverage?
Our coverage here is institutions licensed across asia-pacific. 2 of UOB's 2 licence records fall within it: SFC (Securities and Futures Commission), licence AAW261, exceeded scope; SFC (Securities and Futures Commission), licence AHY424, regulated.
Is UOB regulated?
Our imported dataset lists 2 licence records for UOB, of which 1 carries a "regulated" status in the source: SFC (licence AAW261, status: exceeded scope); SFC (licence AHY424, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.
How is UOB rated?
The source dataset does not provide scores for UOB. Its source risk classification is "risk level not supplied".
Which trading platforms does UOB offer, and are there complaints?
The source does not list trading platforms. It also records 0 warning or complaint entries and 0 user comments. These are imported counts, not feedback received by this site.