Institution record
UOB Kayhian Securities
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed across asia-pacific and the middle east) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Monetary Authority of Singapore | 197000447W | Regulated | UOB Kay Hian Securities | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing UOB Kayhian Securities against peer institutions in our institutions licensed across asia-pacific and the middle east dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| UOB Kayhian Securities (this record) | MAS | 1 / 1 | Risk level not supplied | 5.0 | 0 |
| OKX | MASVARAAUSTRAC+6 | 9 / 9 | Risk level not supplied | 7.2 | 1 |
| Plus500 | FSAFMAMAS+3 | 6 / 6 | Risk level not supplied | 6.0 | 0 |
| Checkout | AUSTRACMASFMA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
| Hashkey | FSACRMAS+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
| Mizuho Securities | SFCMASFSA+4 | 6 / 7 | Risk level not supplied | 4.0 | 0 |
UOB Kayhian Securities: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is UOB Kayhian Securities's regulatory licence status and supervisory authorisation?
In our imported dataset, UOB Kayhian Securities (legal entity reference: UOB Kayhian Securities) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: MAS (Monetary Authority of Singapore) — licence 197000447W, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official MAS public register.
Which of UOB Kayhian Securities's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on institutions licensed across asia-pacific and the middle east. 1 of UOB Kayhian Securities's 1 licence records fall directly within this jurisdictional mandate: MAS (licence 197000447W, regulated, entity: UOB Kay Hian Securities). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is UOB Kayhian Securities's institutional risk classification, enforcement exposure, and score profile?
UOB Kayhian Securities carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to UOB Kayhian Securities's platforms, entity structure, and complaints?
Before allocating capital or executing trades with UOB Kayhian Securities, institutional and retail allocators should: (1) confirm the domain (utrade.co.th) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to MAS.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from APAC Capital Brief relevant to UOB Kayhian Securities's supervisory scope.
APAC Semiconductor Capex
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP): Foreign Institutional Flow Attribution & Balance-Sheet Positioning (S$5.4B Deployed Across 14 Managers Benchmark)
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP) (MAS-EQDP-65B) stands at S$5.4B (Deployed Across 14 Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing weekly net foreign buy
ASEAN & HKEX Capital Flows
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP): Return on Equity (ROE) vs. Cost of Equity & Buyback Yield Math (S$5.4B Deployed Across 14 Managers Benchmark)
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP) (MAS-EQDP-65B) stands at S$5.4B (Deployed Across 14 Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing unwinding strategic cr
BOJ & Yen Rates
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP): Sovereign Yield Curve Repricing & OIS Swap Spreads (S$5.4B Deployed Across 14 Managers Benchmark)
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP) (MAS-EQDP-65B) stands at S$5.4B (Deployed Across 14 Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing 2s10s and 10s30s curve
TSE Governance & Equities
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP): Foundry Wafer Capacity, Packaging Bottlenecks & Capex ROI Audit (S$5.4B Deployed Across 14 Managers Benchmark)
Singapore MAS S$6.5 Billion Equity Market Development Programme (EQDP) (MAS-EQDP-65B) stands at S$5.4B (Deployed Across 14 Managers) (Source: Monetary Authority of Singapore, 2026-10-20), governing CoWoS-L interposer all