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Thursday, 22 October 2026RSS
APAC Capital Brief

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Institutions licensed across Asia-Pacific

Institutions66 regulators
622
Licences marked regulated
946
Offshore or exceeded scope
63
Clone or revoked flags
32

119 matching institutions

101–119 of 119

InstitutionLicences on recordWarnings
SPARX
SPARX Asset Management Co., Ltd.
FSARegulated
0
Sumitomo
Sumitomo Mitsui Trust Bank
FSARegulated
0
Sumitomo
Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd.
FSARegulated
0
THE
THE KOSEI SECURITIES CO.,LTD
FSARegulated
0
THE
THE YUTAKA SECURITIES CO.,LTD.
FSARegulated
0
The Akita Bank
The Akita Bank,Ltd
FSARegulated
0
The Aomori Bank
The Aomori Bank, Ltd
FSARegulated
0
The Bank of Kochi
FSARegulated
0
The Bank of Okinawa
The Bank of Okinawa,Ltd
FSARegulated
0
The Hokkaido Bank
FSARegulated
0
TOHOKU BANK
THE TOHOKU BANK,LTD
FSARegulated
0
Tokai
Tokai Tokyo Securities Co.,Ltd.
FSARegulated
0
Tokai
Tokai Tokyo Securities Co., Ltd.
FSARegulated
0
Tokyo Star Bank
FSARegulated
0
Tomato Bank
FSARegulated
0
Tottori Bank
Tottori Bank, Inc.
FSARegulated
0
Toyo
Toyo Securities Co., Ltd
FSARegulated
0
Traders Securities
FSARegulated
0
YOKOHAMA SPECIE BANK
YOKOHAMA SPECIE BANK, LTD
FSARegulated
0

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.