Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Institutions licensed across Asia-Pacific
- Institutions66 regulators
- 622
- Licences marked regulated
- 946
- Offshore or exceeded scope
- 63
- Clone or revoked flags
- 32
317 matching institutions
251–300 of 317
| Institution | Licences on record | Warnings |
|---|---|---|
| Security Bank | BSPRegulated | 0 |
| SHAREKHAN SHAREKHAN LIMITED | SEBIRegulated | 0 |
| Shenwan Hongyuan Shenwan Hongyuan (H.K.) Limited | SFCRegulated | 0 |
| SINOLINK SINOLINK SECURITIES CO., LTD | SFCRegulated | 0 |
| SMBC Nikko Securities | FSARegulated | 0 |
| SMC SMC GLOBAL SECURITIES LIMITED | SEBIRegulated | 0 |
| SOUTH SOUTH ASIAN STOCKS LTD. | SEBIRegulated | 0 |
| South Securities South China Securities Limited | SFCRegulated | 0 |
| Southwest Securities Southwest Securities International Securities Limited | SFCRegulated | 0 |
| SPECTRE SPECTRE FINANCIAL GROUP AUSTRALIA PTY LTD | ASICRevoked | 0 |
| SR Wealth Securities | SFCRegulated | 0 |
| SR WEALTH SECURITIES | SFCRegulated | 0 |
| Success Success Finance Group | SFCRegulated | 0 |
| SURESH SURESH RATHI COMMODITIES PRIVATE LIMITED | SEBIRegulated | 0 |
| SWAY SWAY MARKETS PTY LTD | ASICRegulated | 0 |
| Sync Sync Markets Pty Ltd | ASICRegulated | 0 |
| TBC TREASURE BAY CAPITAL PTY LTD | ASICRevoked | 0 |
| THE THE KOSEI SECURITIES CO.,LTD | FSARegulated | 0 |
| THE THE YUTAKA SECURITIES CO.,LTD. | FSARegulated | 0 |
| Third Third Party Platform Pty Ltd | ASICExceeded scope | 0 |
| TIANDA TIANDA FINANCIAL | SFCRegulated | 0 |
| TITAN TITAN CAPITAL MARKETS PTY LTD | ASICCancelled | 1 |
| Tokai Tokai Tokyo Securities Co.,Ltd. | FSARegulated | 0 |
| Tokai Tokai Tokyo Securities Co., Ltd. | FSARegulated | 0 |
| Tokenize Xchange | SCExceeded scope | 0 |
| TOP1 Markets TOP ONE GROUP | ASICNo licence | 0 |
| Toyo Toyo Securities Co., Ltd | FSARegulated | 0 |
| Trade Trade Nation Australia Pty Ltd | ASICRegulated | 0 |
| TRADE TRADE NATION AUSTRALIA PTY LTD | ASICSuspected clone | 0 |
| TRADEBULLS TRADEBULLS SECURITIES PRIVATE LIMITED | SEBIRegulated | 0 |
| TradeMaster Securities TradeMaster Securities (Hong Kong) Limited | SFCRegulated | 0 |
| Traders Securities | FSARegulated | 0 |
| Trend Investor Services | ASICRegulated | 0 |
| TRUSTLINE TRUSTLINE SECURITIES LIMITED | SEBIRegulated | 0 |
| TungYat Tung Yat Securities Limited | SFCRegulated | 0 |
| UCO UCO Bank Securities | SEBIRegulated | 0 |
| Unicorn Securities Unicorn Securities Company Limited | SFCRegulated | 0 |
| UOB UOB Kay Hian Securities | MASRegulated | 0 |
| Upbest UpbestGroup | SFCRegulated | 0 |
| uSMART uSMART SG | SFCRegulated | 0 |
| Valuable Capital Valuable Capital Limited | SFCRegulated | 0 |
| VC Group | SFCRegulated | 0 |
| VCP VCP MARKETS PTY LTD | ASICRegulated | 2 |
| VENTURA VENTURA SECURITIES LIMITED | SEBIRegulated | 0 |
| Wanhai Wanhai Securities (HK) Limited | SFCRegulated | 0 |
| Wanlung WAN LUNG SECURITIES LIMITED | SFCRegulated | 0 |
| WEALTHSTREET WEALTHSTREET FINANCIAL SERVICES PRIVATE LIMITED | SEBIRegulated | 0 |
| WEBULL WEBULL SECURITIES LIMITED | SFCRegulated | 0 |
| WEST BULL WEST BULL SECURITIES LIMITED | SFCRegulated | 0 |
| WestBull Securities | SFCRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.