Institution record
Regain Capital
- Source score
- 4.0
- Warnings
- 2
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed across asia-pacific and the middle east) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Service Providers Register | FSP624669 | Cancelled | Top Wealth International Limited | 2017-06-27 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Regain Capital against peer institutions in our institutions licensed across asia-pacific and the middle east dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Regain Capital (this record) | FSPR | 0 / 1 | Risk level not supplied | 4.0 | 2 |
| Binance DEX | FSACentral Bank of Bahrain (CBB)VARA+11 | 12 / 14 | Risk level not supplied | 5.0 | 0 |
| CA Markets | FSPRASICVFSC | 1 / 3 | Risk level not supplied | 5.0 | 0 |
| CLSA | FSPRASIC | 0 / 2 | Risk level not supplied | 1.0 | 0 |
| LMAX Group | FSPRCYSECFinancial Conduct Authority | 3 / 3 | Risk level not supplied | 7.9 | 0 |
| PBFX | FSPR | 0 / 1 | Risk level not supplied | 6.0 | 0 |
Regain Capital: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Regain Capital's regulatory licence status and supervisory authorisation?
In our imported dataset, Regain Capital (legal entity reference: Regain Capital) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: FSPR (Financial Service Providers Register) — licence FSP624669, status: cancelled. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSPR public register.
Which of Regain Capital's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on institutions licensed across asia-pacific and the middle east. 1 of Regain Capital's 1 licence records fall directly within this jurisdictional mandate: FSPR (licence FSP624669, cancelled, entity: Top Wealth International Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Regain Capital's institutional risk classification, enforcement exposure, and score profile?
Regain Capital carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.0, risk & licensing: 4.0, brand: 5.0, market influence: 4.0, user reputation: 0.0). The record flags 2 regulatory warning or complaint counts, plus 2 translated complaint cases in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Regain Capital's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Regain Capital, institutional and retail allocators should: (1) confirm the domain (topwealthltd.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 2 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSPR.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from APAC Capital Brief relevant to Regain Capital's supervisory scope.
APAC Regulatory & Capital Corridors
APAC Institutional Capital Corridors in 2026: Comparative Licensing, Capital Adequacy, and Cross-Border Settlement Across MAS, HKMA/SFC, JFSA, ASIC, and India GIFT City IFSCA
An institutional Asia-Pacific dispatch analyzing statutory licensing thresholds, base capital and liquid capital mandates, client money trust segregation, and digital-asset/derivatives execution corridors across Singapore (MAS), Hong Kong (SFC/HKMA), Japan (JFSA), Australia (ASIC), and India GIFT City (IFSCA).
ASEAN & HKEX Capital Flows
Bank of Japan 1.25% Overnight Call Rate & Monetary Normalization Path: Foundry Wafer Capacity, Packaging Bottlenecks & Capex ROI Audit (1.25% Policy Target Rate Benchmark)
Bank of Japan 1.25% Overnight Call Rate & Monetary Normalization Path (BOJ-125-CALL-RATE) stands at 1.25% (Policy Target Rate) (Source: Bank of Japan Policy Board, 2026-10-20), governing CoWoS-L interposer allocation, N2
BOJ & Yen Rates
Bank of Japan 1.25% Overnight Call Rate & Monetary Normalization Path: Regulatory Mandates, Sovereign Seeding & Tax Incentive Criteria (1.25% Policy Target Rate Benchmark)
Bank of Japan 1.25% Overnight Call Rate & Monetary Normalization Path (BOJ-125-CALL-RATE) stands at 1.25% (Policy Target Rate) (Source: Bank of Japan Policy Board, 2026-10-20), governing statutory AUM thresholds, local e
BOJ & Yen Rates
10-Year (2.89%) & 30-Year (3.89%) Japanese Government Bond (JGB) Curve: Foundry Wafer Capacity, Packaging Bottlenecks & Capex ROI Audit (2.89% 10Y Benchmark Yield Benchmark)
10-Year (2.89%) & 30-Year (3.89%) Japanese Government Bond (JGB) Curve (JGB-10Y-30Y-CURVE) stands at 2.89% (10Y Benchmark Yield) (Source: Ministry of Finance Japan, 2026-10-20), governing CoWoS-L interposer allocation, N