Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Institutions licensed across Asia-Pacific
- Institutions66 regulators
- 622
- Licences marked regulated
- 946
- Offshore or exceeded scope
- 63
- Clone or revoked flags
- 32
95 matching institutions
1–50 of 95
| Institution | Licences on record | Warnings |
|---|---|---|
| Mizuho Securities | FSARevokedMASRegulatedSFCRegulated+4 more | 0 |
| Blackwell Global Blackwell Global Investments Limited | SFCRegulatedSFCRegulatedSFCRegulated+3 more | 0 |
| Hash Hash Blockchain Limited | CRRegulatedMASRegulatedFSARegulated+3 more | 0 |
| Tiger Brokers UP Fintech Holding Ltd | MASRegulatedSFCRegulatedASICRegulated+1 more | 0 |
| Swissquote Swissquote Asia Limited | MASRegulatedSFCRegulatedDFSARegulated+3 more | 0 |
| Eddid Financial Eddid Financial Holdings Limited | SFCRegulatedMASRegulatedFINRARegistered+1 more | 0 |
| The Capital Group | SFCRegulatedMASRegulatedFCARegulated | 0 |
| HashKey Exchange | MASRegulatedSFCRegulated | 0 |
| Hong Hong Kong BGE Limited | CRRegulatedSFCRegulated | 0 |
| HSBC The Hongkong and Shanghai Banking Corporation Limited | SFCRegulatedHKMARegulated | 0 |
| Huobi | SECRegulatedSFCRegulated | 0 |
| UOB UOB Kay Hian Futures (Hong Kong) Limited | SFCExceeded scopeSFCRegulated | 0 |
| Yuanta Yuanta Securities (Hong Kong) Co., Ltd | SFCRegulatedSFCRegulated | 0 |
| Sucden Sucden Financial Limited | SFCRegulatedFCARegulated | 0 |
| ajsecurities | SFCRegulated | 0 |
| ASA SECURITIES ASA SECURITIES LIMITED | SFCRegulated | 0 |
| Bright Smart Securities Bright Smart Securities & Commodities Group Limited | SFCRegulated | 0 |
| CAPITAL | SFCRegulated | 0 |
| CASH Financial Services CASH Algo Finance Group | SFCRegulated | 0 |
| Central Wealth Central Wealth Group Holdings Limited | SFCRegulated | 0 |
| CES CES Forex (HK) Limited | SFCRegulated | 0 |
| Charles Schwab Charles Schwab Corporation | SFCRegulated | 0 |
| China China Galaxy International Futures (Hong Kong) Co., Limited | SFCRegulated | 0 |
| China Gather Wealth China Gather Wealth Financial Company Limited | SFCRegulated | 0 |
| China Merchants Securities (HK) | SFCRegulated | 0 |
| Cmbc Capital CMBC CAPITAL HOLDINGS LIMITED | SFCRegulated | 0 |
| DA Internationa (DA International Financial Service Ltd) | SFCRegulated | 0 |
| Donghai International Securities Donghai International Financial Holdings Company Limited | SFCRegulated | 0 |
| Emperor Emperor International Exchange (Hong Kong) Company Limited | SFCSuspected clone | 0 |
| Emperor Capital Group Emperor Securities Limited | SFCRegulated | 2 |
| Essence International Securities Essence International Financial Holding Ltd. | SFCRegulated | 0 |
| Everbright Securities China Everbright Securities International Company Limited | SFCRegulated | 0 |
| Finet Securities Finet Securities Limited | SFCRegulated | 0 |
| Finet Securities | SFCRegulated | 0 |
| Forthright Securities Forthright Securities Co., Ltd. | SFCRegulated | 0 |
| Fortune FORTUNE (HK) SECURITIES LIMITED | SFCRegulated | 0 |
| FUBON FUBON SECURITIES (HONG KONG) LIMITED | SFCRegulated | 0 |
| FUBON FUBON SECURITIES (HONG KONG) LIMITED | SFCRegulated | 0 |
| Fulbright Securities Fulbright Securities Limited | SFCRegulated | 0 |
| FUTU Futu Holding Limited | SFCRegulated | 0 |
| GF Securities GF Securities (Hong Kong) Brokerage Limited | SFCRegulated | 0 |
| Guo Yuan GUOYUAN INTERNATIONAL HOLDINGS LIMITED | SFCRegulated | 0 |
| Guosen Securities (HK) | SFCRegulated | 0 |
| Guotai Junan Securities | SFCRegulated | 0 |
| Hai Cloud Exchange | SFCRegulated | 0 |
| Haitong International Haitong International Securities Group Limited | SFCRegulated | 0 |
| Hantec Hantec Securities | SFCRegulated | 0 |
| HGNH International HGNH International Securities Co., Limited | SFCRegulated | 0 |
| HSBC HSBC Holdings plc | SFCRegulated | 0 |
| Hua Jin Securities | SFCRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.