Institution record
ICICIDirect
- Source score
- 6.3
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed across asia-pacific and the middle east) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Securities and Exchange Board of India | INZ000183631 | Regulated | ICICI SECURITIES LIMITED | 1995 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing ICICIDirect against peer institutions in our institutions licensed across asia-pacific and the middle east dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| ICICIDirect (this record) | SEBI | 1 / 1 | Risk level not supplied | 6.3 | 0 |
SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
ICICIDirect: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is ICICIDirect's regulatory licence status and supervisory authorisation?
In our imported dataset, ICICIDirect (legal entity reference: ICICIDirect) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000183631, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of ICICIDirect's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on institutions licensed across asia-pacific and the middle east. 1 of ICICIDirect's 1 licence records fall directly within this jurisdictional mandate: SEBI (licence INZ000183631, regulated, entity: ICICI SECURITIES LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is ICICIDirect's institutional risk classification, enforcement exposure, and score profile?
ICICIDirect carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.3, risk & licensing: 6.3, brand: 6.3, market influence: 6.3, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to ICICIDirect's platforms, entity structure, and complaints?
Before allocating capital or executing trades with ICICIDirect, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from APAC Capital Brief relevant to ICICIDirect's supervisory scope.
Monetary Policy
Japanese Government Bonds Held by the Bank of Japan
Japanese Government Bonds Held by the Bank of Japan: Institutional summary of the supplied primary disclosure. Cross-reference official supervisory registers for live updates.
ASEAN & HKEX Capital Flows
Japanese Life Insurer (Kampo, Nippon, Dai-ichi) Super-Long JGB Rotation: Benchmark Index Rebalancing & Passive Institutional AUM Impact (3.89% 30Y JGB Unhedged Yield Benchmark)
Japanese Life Insurer (Kampo, Nippon, Dai-ichi) Super-Long JGB Rotation (JAPAN-LIFER-FLOWS) stands at 3.89% (30Y JGB Unhedged Yield) (Source: Life Insurance Association of Japan, 2026-10-20), governing TOPIX multi-phase
BOJ & Yen Rates
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark: Benchmark Index Rebalancing & Passive Institutional AUM Impact (¥258.0T Total Pension AUM Benchmark)
Japan GPIF ¥258 Trillion Symmetric 25/25/25/25 Asset Allocation Benchmark (GPIF-PORTFOLIO-MIX) stands at ¥258.0T (Total Pension AUM) (Source: Government Pension Investment Fund (Japan), 2026-10-20), governing TOPIX multi
TSE Governance & Equities
India Fully Accessible Route (FAR) Sovereign Bonds in Global Bond Indices: Benchmark Index Rebalancing & Passive Institutional AUM Impact (10.0% GBI-EM Maximum Index Weight Benchmark)
India Fully Accessible Route (FAR) Sovereign Bonds in Global Bond Indices (INDIA-FAR-BONDS) stands at 10.0% (GBI-EM Maximum Index Weight) (Source: Reserve Bank of India (RBI), 2026-10-20), governing TOPIX multi-phase flo