1v1 Institutional Counterparty Comparison
1109 Prosper Company Limited vs YES SECURITIES: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of 1109 Prosper Company Limited (1109 Prosper Company Limited) and YES SECURITIES (YES SECURITIES (India) Limited) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Selected institution records: Asia-Pacific and the Middle East
- 1109 Prosper Company Limited 6D Score
- 4.0
- YES SECURITIES 6D Score
- 5.0
- Regulated Licences
- 0 vs 1
- Warning Flags
- 0 vs 0
YES SECURITIES outranks 1109 Prosper Company Limited by +1.0 pts in composite 6D scoring (5.0 vs 4.0)
On supervisory breadth, 1109 Prosper Company Limited holds 0 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas YES SECURITIES holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | 1109 Prosper Company Limited | YES SECURITIES | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 4.0 | 5.0 | +1.0 | YES SECURITIES |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 4.0 | 5.0 | +1.0 | YES SECURITIES |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 2.0 | 3.0 | +1.0 | YES SECURITIES |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 4.0 | 5.0 | +1.0 | YES SECURITIES |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 4.0 | 5.0 | +1.0 | YES SECURITIES |
Visual Architecture Benchmark: 1109 Prosper Company Limited vs YES SECURITIES
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | 1109 Prosper Company Limited | YES SECURITIES |
|---|---|---|
| Primary Legal Name | 1109 Prosper Company Limited | YES SECURITIES (India) Limited |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 0 regulated / 1 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | 1047Silom Road, Silom Subdistrict, Bangrak District, Bangkok 10500 | 2nd floor, North Side, YES Bank House, Off Western Express Hwy Santacruz East IN,Maharastra,Mumbai,400055 |
| Offered Asset Classes & Services | Multi-asset financial services | Customized financial solutions including wealth brokerage, institutional equity sales and trading research |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare 1109 Prosper Company Limited and YES SECURITIES against other regulated peers in our selected institution records: asia-pacific and the middle east slice.
Frequently Asked Questions: 1109 Prosper Company Limited vs YES SECURITIES
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: 1109 Prosper Company Limited or YES SECURITIES?
YES SECURITIES holds more active regulated filings (1 vs 0). Specifically, 1109 Prosper Company Limited maintains 1 total recorded filing(s) (SEC) with 0 warning flag(s), whereas YES SECURITIES maintains 1 recorded filing(s) (SEBI) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between 1109 Prosper Company Limited and YES SECURITIES?
In APAC Capital Brief's 6-Dimension scoring matrix (0.0–10.0 scale), 1109 Prosper Company Limited records an Overall Score of 4.0 (Risk & Licensing: 4.0, Brand: 4.0, Market Influence: 4.0, User Reputation: 0.0, Execution & Software: 2.0), compared with YES SECURITIES at 5.0 Overall (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 3.0).
How do 1109 Prosper Company Limited and YES SECURITIES differ in trading platforms and asset classes?
1109 Prosper Company Limited lists general financial services with execution software [proprietary/web execution], while YES SECURITIES lists Customized financial solutions including wealth brokerage, institutional equity sales and trading research with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: 1109 Prosper Company Limited or YES SECURITIES?
1109 Prosper Company Limited carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while YES SECURITIES carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.