1v1 Institutional Counterparty Comparison
Nomura Securities vs PFD: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Nomura Securities (NOMURA SECURITIES CO., LTD.) and PFD (Pacific Financial Derivatives Ltd) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Selected institution records: Asia-Pacific and the Middle East
- Nomura Securities 6D Score
- 6.0
- PFD 6D Score
- 6.0
- Regulated Licences
- 1 vs 1
- Warning Flags
- 0 vs 0
Nomura Securities and PFD are statistically tied in composite 6D scoring (6.0 vs 6.0)
On supervisory breadth, Nomura Securities holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas PFD holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Nomura Securities | PFD | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 6.0 | 6.0 | 0.0 | Statistical Tie |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 6.0 | 6.0 | 0.0 | Statistical Tie |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 3.0 | 4.0 | +1.0 | PFD |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 6.0 | 5.0 | +1.0 | Nomura Securities |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 6.0 | 5.0 | +1.0 | Nomura Securities |
Visual Architecture Benchmark: Nomura Securities vs PFD
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Nomura Securities | PFD |
|---|---|---|
| Primary Legal Name | NOMURA SECURITIES CO., LTD. | Pacific Financial Derivatives Ltd |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | Urbannet Otemachi Building, 2-2-2 Otemachi, Chiyoda-ku, Tokyo 100-8130 | Level 8, Swanson House,12- 26 Swanson St., Auckland Central 1010, New Zealand |
| Offered Asset Classes & Services | domestic stocks, international stocks, investment trusts, bonds, FX, insurance and related services | Metals, spot crude oil, commodities, CFDs (Contracts for Difference), indices and futures CFD contracts. |
| Execution Software & Terminals | Proprietary / Web Platform | MT4 |
| Supported Client Languages | Japanese | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare Nomura Securities and PFD against other regulated peers in our selected institution records: asia-pacific and the middle east slice.
Frequently Asked Questions: Nomura Securities vs PFD
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Nomura Securities or PFD?
Both Nomura Securities and PFD hold 1 regulated licence record(s) in our dataset. Specifically, Nomura Securities maintains 1 total recorded filing(s) (FSA) with 0 warning flag(s), whereas PFD maintains 1 recorded filing(s) (FMA) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Nomura Securities and PFD?
In APAC Capital Brief's 6-Dimension scoring matrix (0.0–10.0 scale), Nomura Securities records an Overall Score of 6.0 (Risk & Licensing: 6.0, Brand: 6.0, Market Influence: 6.0, User Reputation: 0.0, Execution & Software: 3.0), compared with PFD at 6.0 Overall (Risk & Licensing: 6.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 4.0).
How do Nomura Securities and PFD differ in trading platforms and asset classes?
Nomura Securities lists domestic stocks, international stocks, investment trusts, bonds, FX, insurance and related services with execution software [proprietary/web execution], while PFD lists Metals, spot crude oil, commodities, CFDs (Contracts for Difference), indices and futures CFD contracts. with execution software [MT4]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Nomura Securities or PFD?
Nomura Securities carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while PFD carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.