30-Jurisdiction Statutory Audit • Spain (ES)
Is Frodo Tech Regulated in Spain? (CNMV Compliance Audit)
Deterministic regulatory audit of Frodo Tech (Frodo Tech) against Spain's national supervisor (Comisión Nacional del Mercado de Valores), statutory investor compensation limits, and retail margin rules.
Coverage: Spain (ES) • Supervisor: CNMV (Tier-1 Onshore)
- Local CNMV Filings
- 0
- Total Global Licences
- 0
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Frodo Tech Main DossierSpain (CNMV) Statutory Compliance Matrix for Frodo Tech
Side-by-side comparison of Spain's statutory requirements against Frodo Tech's recorded filings.
| Statutory Dimension | Spain (CNMV) Mandate | Frodo Tech Recorded Standing |
|---|---|---|
| National Supervisory Authority | Comisión Nacional del Mercado de Valores (CNMV) | No Active Licence Recorded |
| Local Certificate Number(s) | Mandatory registration on official CNMV public register | None recorded in Spain |
| Statutory Investor Compensation Cap | €100,000 FOGAIN (Fondo General de Garantía de Inversiones) | Not covered by Spain domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX (ESMA MiFID II + CNMV July 2023 Retail CFD Marketing Ban) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | LMV MiFID II Client Money Segregation & Mandatory Close-Out at 50% Margin | Verify daily trust reconciliation & negative balance protection in client agreement |
Frodo Tech — Spain (CNMV) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Spain (CNMV) Comparison
Benchmark Frodo Tech against peer institutions in our institutions licensed across asia-pacific and the middle east slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| BGE | CRSFC | 5.0 | Risk level not supplied | |
| Aizawa Securities | FSA | 7.0 | Risk level not supplied | |
| EBSI Forex | SFC | 7.0 | Risk level not supplied | |
| FXTF | FSA | 7.0 | Risk level not supplied | |
| SBI FX Trade | FSA | 7.0 | Risk level not supplied |
Frodo Tech in Spain (CNMV): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Frodo Tech regulated in Spain by CNMV?
Our dataset currently holds 0 local CNMV licences and 0 active foreign regulated licences for Frodo Tech. Residents of Spain should verify primary authorisation directly on the CNMV public register before transacting.
What is the investor compensation limit for Spain residents using Frodo Tech?
Because Frodo Tech does not hold a recorded local CNMV licence in our current snapshot, Spain's domestic statutory compensation scheme (€100,000 FOGAIN (Fondo General de Garantía de Inversiones)) does not cover accounts opened with Frodo Tech's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Spain (CNMV)?
Comisión Nacional del Mercado de Valores (CNMV) enforces the following retail leverage and margin standard in Spain: 30:1 Major FX / 20:1 Minor FX (ESMA MiFID II + CNMV July 2023 Retail CFD Marketing Ban), alongside client asset protection rules requiring LMV MiFID II Client Money Segregation & Mandatory Close-Out at 50% Margin.
Which regulated alternatives to Frodo Tech hold licences in Spain or comparable tiers?
Comparable institutions in this directory include BGE (5.0/10, 2 filings), Aizawa Securities (7.0/10, 1 filings), EBSI Forex (7.0/10, 1 filings), FXTF (7.0/10, 1 filings), SBI FX Trade (7.0/10, 1 filings). Use the 1v1 Compare links in the table above to benchmark Frodo Tech against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.